Frequently asked questions

No. RockLake and every product on it are available by invitation only, to self-certified High Net Worth, Sophisticated and Professional investors. It isn't open to the general public, and nothing on this website is a public offer.

During your application you choose your investor classification and confirm a declaration that you qualify. What qualifies as High Net Worth or Sophisticated varies by country and region, so you need to meet the test that applies where you are resident. We review your declaration alongside the rest of your application, but you remain responsible for its accuracy.

Invitations come from us, often following an introduction from an existing investor. If you believe you qualify, request one from the Contact page and tell us a little about yourself. If it's a fit, we'll send you a personal invitation code.

Codes are personal, so please don't share yours. Some are single-use, some are tied to one email address, and some expire.

No. During onboarding you confirm that you are not a US person for FATCA purposes.

Your invitation code, a photo ID (passport or driving licence), and a proof of address such as a recent bank statement or utility bill. We'll also ask about your income and net worth, source of funds, investment experience and risk tolerance.

Applications, including identity document review, are typically assessed within one to two business days. Every application is reviewed by a member of our compliance team.

You'll see that in the portal, with the reason where we've recorded one, and you can contact us to discuss it.

Today: alternative investments, real estate, infrastructure, private credit, bonds, listed equities, commodities and new issues (IPOs), with more added over time as products come to the platform. Which products are made available to you is decided by us, based on your application.

Each product sets its own minimum.

It depends on the product. Some are liquid; others, such as private and alternative investments, can be locked up for years. Each product's liquidity and terms are shown in your portal.

No. Every projection is a modelled illustration built from stated assumptions, not a forecast or a guarantee. The basis is shown alongside each figure, and the value of investments can fall as well as rise.

Your holdings across asset classes, each with its terms, risk rating and a projected value, plus your transactions and documents, all in US dollars and in one consolidated view.

They're held in private storage and can be opened only by you and authorised compliance staff, through short-lived links. See our Security page for detail.

RockLake Capital is based and regulated in the Cayman Islands. The CIMA number relates to MT Capital Markets Ltd. Our European entity, MT Capital, is a separate company registered in Luxembourg.

RockLake Capital is a trading style of MT Capital Markets Ltd, a Cayman Islands company regulated by the Cayman Islands Monetary Authority. It works alongside MT Capital, a separate company registered in Luxembourg. Registration details for both are on our Verify page, with links to the public registers.

MT Capital, registered in Luxembourg, is our European entity. It allows us to serve investors in more than one country and to work with clearing and settlement providers internationally. It is a separate legal entity from MT Capital Markets Ltd, with its own registration and Legal Entity Identifier, and both are listed on our Verify page. The entity you contract with is named in your agreement.

Email us, marking your message "Complaint". Our Regulatory Information page explains the process.